Portfolio Analyst

An established full-service wealth management firm with over $1B in AUM seeks a client-facing Analyst to support the construction and ongoing management of client portfolios and financial plans. This role reports to the Branch Manager and requires three days in the office per week. The position offers growth opportunities, including the potential to take on direct portfolio management responsibilities and advance to a lead role in individual client relationships.

Responsibilities :

Cultivate and strengthen client relationships, serving as a key point of contact

Provide top-tier service to high-net-worth clients and foundations, aiding in their financial objectives

Focus on security analysis, trading, client communication, and maintaining client relationships

Monitor client financial situations meticulously, handling portfolio transactions and inquiries

Develop and implement tailored financial plans, conducting complex research and analysis

Support existing clients through portfolio management and personalized service models

Maintain and update client databases and financial plans

Conduct research using various financial software tools

Prepare detailed portfolio reviews and client presentations

Stay updated on tax regulations and industry trends

Assess client risk tolerance and develop risk minimization strategies

Ensure compliance with FINRA / SEC regulations and firm policies

Communicate directly with clients to address account requests and concerns

Maintain and organize client files, CRM Redtail notes, and documentation

Complete data entry for MoneyGuidePro plans

Take initiative in career growth by enrolling in Google Classroom courses and provided development opportunities

Utilize DocuSign and DocuPace for form signature, distribution, and documentation

Organize client files and documentation, maintaining accurate records

Collaborate with Marketing on financial professional strategies

Assist with administrative tasks and support team morale

Requirements :

Bachelor's degree preferably in business or finance

3+ years of experience in Financial Services

Series 7 and 63, 65 or 66 licenses

Preferred : CFA, CFP Designation (reimbursement program eligible), or desire to enroll in certification

Desired experience with Advent (strong plus), Addepar, Redtail, RBC, and MoneyGuidePro

Proficiency in financial planning, portfolio management, and fiduciary investing concepts

Experience with financial planning software and Microsoft Office / G Suite

Strong organizational, communication, and critical thinking skills

Ability to work independently / collaboratively, inquisitive, and internally motivated