Talent.com
Sr. Director, Brokerage Services and AI Automation
Sr. Director, Brokerage Services and AI AutomationTradeStation • Plantation, FL, US
Sr. Director, Brokerage Services and AI Automation

Sr. Director, Brokerage Services and AI Automation

TradeStation • Plantation, FL, US
job_description.job_card.30_days_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
job_description.job_card.job_description

#WeAreTradeStation

Who We Are :

TradeStation is the home of those born to trade. As an online brokerage firm and trading ecosystem, we are focused on delivering the ultimate trading experience for active traders and institutions. We continuously push the boundaries of what's possible, encourage out-of-the-box thinking, and relentlessly search for like-minded innovators.

At TradeStation, we are building an AI-First culture. We expect team members to embrace AI as a core part of their daily workflow, whether that’s using AI to accelerate development, enhance decision-making, improve client outcomes, or streamline internal processes. We hire, grow, and promote people who can harness AI responsibly and creatively. We treat AI as a partner in problem-solving, not just a tool; following our governance standards to ensure AI is used ethically, securely, and transparently. If you join us, you’re joining a culture where  AI is how we work .

Are you ready to make yourself at home?

What We Are Looking For :

As the Senior Director of Brokerage Services and AI Automation, you will be the strategic and operational leader responsible for transforming TradeStation’s digital brokerage workflows. This role requires deep, practical knowledge of the end-to-end brokerage process—covering digital onboarding and account funding, trade execution and order routing, clearing and settlements, margin management, corporate actions, client servicing, regulatory compliance (FINRA / SEC), and reporting—while designing and deploying AI- and automation-driven solutions that improve efficiency, control effectiveness, and client experience across a modern broker-dealer platform.

  • This role does require deep, hands-on brokerage domain expertise across digital onboarding, account funding, trade execution and order routing, clearing and settlements, margin calls, corporate actions, and client communications in an online broker-dealer environment
  • Proven AI / automation leadership applying RPA, NLP, ML, and LLM capabilities to real brokerage use cases such as fraud detection, trade surveillance, intelligent servicing, and personalized insights

What You’ll Be Doing :

  • Create practical process excellence identifying workflow bottlenecks, control gaps, and automation opportunities across front-, middle-, and back-office brokerage operations
  • Create and ensure strong regulatory alignment with FINRA / SEC requirements, audit readiness (e.g., model transparency, data governance), and operational risk frameworks embedded in automated workflows
  • Create outcome orientation with measurable improvements in speed, accuracy, cost efficiency, and client satisfaction across the brokerage lifecycle
  • Develop and execute an automation strategy across core brokerage functions (trade processing, margin management, account maintenance, and client communications) aligned to business growth, retention, and regulatory readiness
  • Analyze and map the full client lifecycle (onboarding, funding, execution, routing, clearing, settlements, margin, corporate actions, communications) to prioritize automation opportunities and control enhancements
  • Design and deploy AI-driven tools for fraud detection, trade surveillance, chatbot support, and personalized client insights, overseeing RPA, NLP, and ML models to automate repetitive tasks and improve decision-making
  • Partner cross-functionally with Product, Technology, Compliance, Risk, Data Science, and Client Services to tightly integrate automation solutions with brokerage workflows and supervisory controls; manage vendor evaluations for third‑party AI platforms
  • Ensure regulatory alignment with FINRA, SEC, and related bodies; support audit readiness, model transparency, and data governance with robust documentation and testing frameworks
  • Drive operational excellence with measurable improvements in speed, accuracy, cost efficiency, and client satisfaction; communicate strategy, progress, and outcomes to senior executives, board members, regulators, and stakeholders
  • Build and mentor a high-performing team of automation engineers, AI specialists, and business analysts focused on brokerage transformation, fostering innovation and continuous improvement
  • Optimize client experience using AI to personalize journeys, reduce friction in digital onboarding, and improve service responsiveness across digital channels
  • The Skills You Bring :

  • Track record implementing AI / ML and automation (RPA) solutions within trading, brokerage, or wealth contexts, delivering production-grade impact on operations and controls
  • Deep understanding of broker-dealer workflows, trading platforms, client servicing models, and regulatory environments (FINRA / SEC)
  • Technical expertise in AI / ML development (Python, TensorFlow, Scikit-learn, LLM APIs), automation tools (UiPath, Blue Prism, Automation Anywhere), and cloud platforms (AWS, Azure, GCP)
  • Cross-functional leadership with strong collaboration, communication, and stakeholder management across Product, Technology, Compliance, Risk, Data Science, and Client Services
  • Regulatory and audit support experience (e.g., JSOX, 3120 testing) and integration of operational risk frameworks into automated workflows
  • Preferred : Familiarity with LLMs, prompt engineering, AI governance, real-time data processing, margin systems, and vendor management in brokerage contexts
  • Minimum Qualifications :

  • 10 years of experience in financial services or brokerage operations, with 5+ years in senior leadership roles focused on AI, automation, or digital transformation
  • Desired Qualifications :

    Advanced degree in Computer Science, Finance, Data Science, or related field preferred\

    What We Offer :

  • Collaborative work environment
  • Competitive Salaries
  • Yearly bonus
  • Comprehensive benefits for you and your family starting Day 1
  • Unlimited Paid Time Off
  • Flexible working environment
  • TradeStation Account employee benefits, as well as full access to trading education materials
  • Pay Range (US) $250K+ (Countries outside of the US have differing ranges in accordance with local labor markets)
  • TradeStation provides equal employment opportunities to current and prospective employees, without regard to race, color, religion, sex, national origin, ancestry, sexual orientation, age, pregnancy, disability, handicap, citizenship, veteran or marital status, or any other legally recognized status entitled to protection under federal, state, or local anti-discrimination laws.

    serp_jobs.job_alerts.create_a_job

    Director Service And • Plantation, FL, US

    Job_description.internal_linking.related_jobs
    Remote Finance Director - AI Trainer ($50-$60 / hour)

    Remote Finance Director - AI Trainer ($50-$60 / hour)

    Data Annotation • Lauderhill, Florida
    serp_jobs.filters.remote
    serp_jobs.job_card.full_time +1
    We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the quality of ...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Sr Digital Analytics Engineer

    Sr Digital Analytics Engineer

    Southern Glazer's Wine & Spirits • Miramar, FL, US
    serp_jobs.job_card.full_time
    Shape a remarkable future with us.Build a career working for an industry leader that truly invests in their people – and equips them with leading technology, continuous learning, and the ability to...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Remote Digital Annotation Expert - AI Trainer ($16-$16 per hour)

    Remote Digital Annotation Expert - AI Trainer ($16-$16 per hour)

    Mercor • Miramar, Florida, US
    serp_jobs.filters.remote
    serp_jobs.job_card.full_time
    Role Overview Mercor is partnering with a top AI research lab on an exciting project pushing the limits of • •multimodal machine learning • • — technology that helps AI understand both visuals and sou...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_1_day • serp_jobs.job_card.promoted
    Remote P&C Actuaries - AI Trainer ($60-$100 per hour)

    Remote P&C Actuaries - AI Trainer ($60-$100 per hour)

    Mercor • Pembroke Pines, Florida, US
    serp_jobs.filters.remote
    serp_jobs.job_card.full_time
    Role Overview • • Mercor is collaborating with a leading actuarial modeling partner to support high-priority analytical workflows in property and casualty (P&C) insurance. We’re seeking experienced P&...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_1_day • serp_jobs.job_card.promoted
    Remote FP&A Manager – AI Trainer ($50-$60 / hour)

    Remote FP&A Manager – AI Trainer ($50-$60 / hour)

    Data Annotation • Pembroke Pines, Florida
    serp_jobs.filters.remote
    serp_jobs.job_card.full_time +1
    We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the quality of ...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Remote M&A Associate - AI Trainer ($50-$60 / hour)

    Remote M&A Associate - AI Trainer ($50-$60 / hour)

    Data Annotation • Davie, Florida
    serp_jobs.filters.remote
    serp_jobs.job_card.full_time +1
    We are looking for a finance professional to join our team to train AI models.You will measure the progress of these AI chatbots, evaluate their logic, and solve problems to improve the quality of ...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Remote Industrial Engineers - AI Trainer ($70-$110 per hour)

    Remote Industrial Engineers - AI Trainer ($70-$110 per hour)

    Mercor • Davie, Florida, US
    serp_jobs.filters.remote
    serp_jobs.job_card.full_time
    About the Role • • Mercor is seeking experienced • •industrial engineers • • to support a leading AI lab in advancing research and infrastructure for next-generation machine learning systems.This engage...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_1_day • serp_jobs.job_card.promoted
    Remote Producers and Directors - AI Trainer ($60-$80 per hour)

    Remote Producers and Directors - AI Trainer ($60-$80 per hour)

    Mercor • Weston, Florida, US
    serp_jobs.filters.remote
    serp_jobs.job_card.full_time
    About the Role • • Mercor is seeking experienced • •Producers and Directors • • to support a leading AI lab in advancing research and infrastructure for next-generation machine learning systems.This eng...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_1_day • serp_jobs.job_card.promoted
    Remote Investment Banking Expert - AI Trainer ($130-$130 per hour)

    Remote Investment Banking Expert - AI Trainer ($130-$130 per hour)

    Mercor • Weston, Florida, US
    serp_jobs.filters.remote
    serp_jobs.job_card.full_time
    UK / Canada / Europe / Australia-based • •Investment Banking Experts • • for a research project with a leading foundational model AI lab. You are a good fit if you : - Have • •at least 2 years of experience • • ...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_1_day • serp_jobs.job_card.promoted
    Remote Real Estate Brokers - AI Trainer ($90-$110 per hour)

    Remote Real Estate Brokers - AI Trainer ($90-$110 per hour)

    Mercor • Lauderhill, Florida, US
    serp_jobs.filters.remote
    serp_jobs.job_card.full_time
    About the Role • • Mercor is seeking experienced • •Real Estate Brokers • • to support a leading AI lab in advancing research and infrastructure for next-generation machine learning systems.This engagem...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_1_day • serp_jobs.job_card.promoted
    Automation Engineer

    Automation Engineer

    Axelon Services Corporation • Davie, FL, US
    serp_jobs.job_card.temporary
    Job Title : Automation Engineer.Shift : Monday - Friday 8 : 00am - 5 : 00pm.Core Essential skill sets required : .Recent college graduated within the last 3 years with Master's Degree or PH.Min 3 years exp...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_30 • serp_jobs.job_card.promoted
    Remote Peak Sales Forecasting Expert - AI Trainer ($200-$275 per hour)

    Remote Peak Sales Forecasting Expert - AI Trainer ($200-$275 per hour)

    Mercor • Plantation, Florida, US
    serp_jobs.filters.remote
    serp_jobs.job_card.part_time
    The client’s current peak-sales forecasting framework produces strong numerical outputs and narratives, but requires • •real-world forecast accountability • • — the kind held by people who’ve owned fo...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_1_day • serp_jobs.job_card.promoted
    Remote Corporate Finance Expert - AI Trainer ($100-$100 per hour)

    Remote Corporate Finance Expert - AI Trainer ($100-$100 per hour)

    Mercor • Miramar, Florida, US
    serp_jobs.filters.remote
    serp_jobs.job_card.full_time
    UK / Canada / Europe / Australia-based • •Corporate Finance Experts • • for a research project with a leading foundational model AI lab. You are a good fit if you : - Have • •at least 2 years of experience • • w...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_1_day • serp_jobs.job_card.promoted
    Sr. Director, Brokerage Services and AI Automation

    Sr. Director, Brokerage Services and AI Automation

    TradeStation • Plantation, Florida, United States
    serp_jobs.job_card.full_time
    TradeStation is the home of those born to trade.As an online brokerage firm and trading ecosystem, we are focused on delivering the ultimate trading experience for active traders and institutions.W...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_variable_days • serp_jobs.job_card.promoted
    Remote Machine Learning Engineer - AI Trainer ($80-$120 per hour)

    Remote Machine Learning Engineer - AI Trainer ($80-$120 per hour)

    Mercor • North Miami, Florida, US
    serp_jobs.filters.remote
    serp_jobs.job_card.part_time
    At Mercor, we’re building the talent engine that helps leading labs and research orgs move AI forward.Our latest initiative focuses on benchmarking and improving model performance and training spee...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_1_day • serp_jobs.job_card.promoted
    Remote Engineering Expert (PhD, Master's, or Olympiad Participants) - AI Trainer ($60-$80 per hour)

    Remote Engineering Expert (PhD, Master's, or Olympiad Participants) - AI Trainer ($60-$80 per hour)

    Mercor • Lauderhill, Florida, US
    serp_jobs.filters.remote
    serp_jobs.job_card.full_time
    Role Overview Mercor is collaborating with a leading AI research lab on a project to advance engineering problem-solving at the frontier of artificial intelligence. We are seeking experienced engine...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_1_day • serp_jobs.job_card.promoted
    Remote Visual Annotation Expert - AI Trainer ($40-$40 per hour)

    Remote Visual Annotation Expert - AI Trainer ($40-$40 per hour)

    Mercor • Miami Gardens, Florida, US
    serp_jobs.filters.remote
    serp_jobs.job_card.full_time
    Role Overview : Mercor is collaborating with a leading AI lab on a project designed to advance the performance of cutting-edge AI models. Experts will analyze short video clips and / or images, produci...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_1_day • serp_jobs.job_card.promoted
    Remote Pension Actuaries - AI Trainer ($60-$100 per hour)

    Remote Pension Actuaries - AI Trainer ($60-$100 per hour)

    Mercor • Davie, Florida, US
    serp_jobs.filters.remote
    serp_jobs.job_card.full_time
    Role Overview • •Mercor is seeking experienced actuarial professionals to support pension valuation, compliance, and regulatory reporting tasks for leading benefits advisory firms.This opportunity in...serp_jobs.internal_linking.show_more
    serp_jobs.last_updated.last_updated_1_day • serp_jobs.job_card.promoted