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Senior Risk Compliance Officer - Control Testing
Senior Risk Compliance Officer - Control TestingFirst Horizon Bank • Memphis, TN, United States
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Senior Risk Compliance Officer - Control Testing

Senior Risk Compliance Officer - Control Testing

First Horizon Bank • Memphis, TN, United States
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Description

Location : On site at location listed in job posting

SUMMARY

The Senior Risk Compliance Officer supports First Horizon Bank’s internal control framework by designing, executing, and reporting on control testing activities. This role validates the effectiveness of operational and regulatory controls to ensure the bank’s compliance with internal policies and external regulations. The associate will collaborate across departments to identify risks, test controls, and communicate findings to relevant stakeholders.

ESSENTIAL DUTIES AND RESPONSIBILITIES

Develop and execute test plans to evaluate the effectiveness of controls across different bank processes.

Document testing procedures, results, and exceptions in an accurate and timely manner.

Assist in the identification of control gaps and recommend remediation actions.

Communicate findings and recommendations to business process owners, risk owners, and management.

Prepare detailed reports and presentations summarizing testing outcomes and recommendations.

Support regulatory and internal audit activities by providing necessary documentation and insights from testing.

Maintain up-to-date knowledge of industry standards, regulatory requirements, and bank policies affecting control testing.

Collaborate with associates in other departments to facilitate control improvements and implement corrective actions.

Performs all other duties as assigned

SUPERVISORY RESPONSIBILITIES

  • No supervisory responsibilities

QUALIFICATIONS

To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. Additionally, the qualifications listed below are representative of the knowledge, skills, and / or abilities required in this position :

Bachelor (4-year college) degree

2-5 years of Banking experience or equivalent combination of education and experience

Previous experience in risk management, internal audit, compliance, or control testing preferred.

Familiarity with relevant banking regulations (e.g., SOX, OCC, FDIC) and control frameworks preferred.

Strong analytical skills and attention to detail.

Excellent written and verbal communication abilities.

Proficiency in MS Office Suite; experience with audit or risk management software is a plus.

COMPUTER AND OFFICE EQUIPMENT SKILLS

  • Microsoft Office suite
  • CERTIFICATES, LICENSES, REGISTRATIONS (Ex : CPA, Series 6 or 7 license, etc)

    None required

    About Us

    First Horizon Corporation is a leading regional financial services company, dedicated to helping our clients, communities and associates unlock their full potential with capital and counsel. Headquartered in Memphis, TN, the banking subsidiary First Horizon Bank operates in 12 states across the southern U.S. The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized as one of the nation's best employers by Fortune and Forbes magazines and a Top 10 Most Reputable U.S. Bank. More information is available at www.FirstHorizon.com (!!Cz2fjcuE!hpq9hPnrucZCPIAVPojVESItIq-FPzhurNdCrQ3JE8Rkx3gMd70nIk6_kmPxl66_oJCEsXs0gNunPowMAMHCmBYPOtUxUGI$) .

    Benefit Highlights

  • Medical with wellness incentives, dental, and vision
  • HSA with company match
  • Maternity and parental leave
  • Tuition reimbursement
  • Mentor program
  • 401(k) with 6% match
  • More FirstHorizon.com / First-Horizon-National-Corporation / Careers / Our-Benefits
  • Follow Us

    Facebook ()

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    YouTube ()

    Equal Opportunity Employer / Protected Veterans / Individuals with Disabilities

    This employer is required to notify all applicants of their rights pursuant to federal employment laws.

    For further information, please review the Know Your Rights () notice from the Department of Labor.

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