Onboarding specialist serp_jobs.h1.location_city

Department

Compliance

Compliance at Gemini is a team dedicated to managing the next generation of financial crime prevention in a complex and evolving regulatory environment. We are a diverse group of technology, legal, and operational professionals who develop new approaches to solving classic problems using cutting edge tools and processes.

The Role : Analyst, Compliance (Institutional Onboarding)

Gemini is looking for a smart, friendly individual who is organized, detail-oriented and eager to contribute to a world-class Compliance team. The ideal candidate will be a self-starter and quick study who is comfortable working within the fast-paced environment of a growing FinTech firm. This is a unique opportunity to make a real, immediate impact in an exciting new technology at an industry leading firm well-positioned for success.

Responsibilities :

• Perform institutional and retail customer on-boarding using CDD and EDD research efforts and strategies as well as utilizing sound judgment and strong decision-making.
• Draft and send RFIs directly to customers as needed.
• Review issues escalated by external compliance personnel.
• Identify potential red flags at onboarding and escalate as appropriate.
• Work cross-functionally and globally with teams across the enterprise to address compliance related issues.
• Facilitate customer requested account modifications.
• Perform ad-hoc special projects as required.

Minimum Qualifications :

Preferred Qualifications :

It Pays to Work Here The compensation & benefits package for this role includes :

Salary Range : The base salary range for this role is between $66,000 - $83,000 in the State of New York, the State of California and the State of Washington. This range is not inclusive of our discretionary bonus or equity package. When determining a candidate’s compensation, we consider a number of factors including skillset, experience, job scope, and current market data.