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Audit Manager - Broker Dealer

Audit Manager - Broker Dealer

CroweNew York, NY, United States
serp_jobs.job_card.full_time +1
Your Journey at Crowe Starts Here : .At Crowe, you can build a meaningful and rewarding career.With real flexibility to balance work with life moments, you're trusted to deliver results and make an i...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
Dealer Sales Manager

Dealer Sales Manager

VirtualVocationsAstoria, New York, United States
serp_jobs.job_card.full_time
A company is looking for a Dealer Sales Manager II.Key Responsibilities Develop and maintain dealer partnerships to drive application and loan volume growth Collaborate with team members to enha...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
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Dealer Relationship Manager

Dealer Relationship Manager

CarsBrooklyn, NY, US
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At Cars Commerce, we're fanatical about simplifying everything about car buying and selling.We do right by our customers and consumers to better connect the industry with simplified and tierless te...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
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Vice President, Broker Dealer Compliance

Vice President, Broker Dealer Compliance

Ares ManagementNew York, NY, US
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Vice President, Broker Dealer Operations.Over the last 20 years, Ares' success has been driven by our people and our culture. Today, our team is guided by our core values Collaborative, Responsible...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
Assurance Manager - Broker Dealer / Capital Markets

Assurance Manager - Broker Dealer / Capital Markets

RSM US LLPNew York, NY, United States
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We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their ful...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
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Dealer Services Sales Representative

Dealer Services Sales Representative

NY StaffingNew York, NY, US
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Bank, we're on a journey to do our best.Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed.We b...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
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Dealer Account Manager

Dealer Account Manager

AutoNationBrooklyn, NY, US
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AutoNation is currently seeking a Dealer Account Manager to join AutoNation Finance a team who specializes in helping our dealerships and consumers finance the purchase of a vehicle.We specialize ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
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Treasury & Broker Dealer AVP

Treasury & Broker Dealer AVP

Michael PageNew York, NY, US
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Oversee treasury functions, including liquidity management and cash flow forecasting.Manage broker-dealer operations, ensuring compliance with regulatory standards and internal policies.Prepare and...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
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Broker / Dealer Margin Manager, Vice President

Broker / Dealer Margin Manager, Vice President

State StreetJersey City, NJ, US
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Broker / Dealer Margin Manager, Vice President.An individual with 5+ years securities industry experience working in equity and fixed income instruments within broker dealer margin department.Experie...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
Accountant - Broker Dealer Accounting

Accountant - Broker Dealer Accounting

Société Générale AssurancesNew York, United States
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Accountant - Broker Dealer Accounting.Finance Permanent contract New York, New York, United States Hybrid Salary from $85,000 to $130,000 Reference 25000G5N Start date 2025 / 08 / 25 Publication date 2...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
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Compliance Advisory Consultant (Swap Dealer / Broker Dealer)

Compliance Advisory Consultant (Swap Dealer / Broker Dealer)

RIT SolutionsNew York, NY, US
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Compliance Advisory Consultant.Our client, a top-tier management consulting firm, has partnered with a leading Financial Services provider and is seeking an experienced Compliance Advisory Consulta...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
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Dealer Services Sales Representative

Dealer Services Sales Representative

NYC StaffingNew York, NY, US
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Bank, we're on a journey to do our best.Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed.We b...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
Dealer Relations Manager

Dealer Relations Manager

S&P GlobalNew York, NY, US
serp_jobs.job_card.full_time
Grade Level (for internal use) : .As a Dealer Relations Manager, you must possess superior communication skills that enable you to build high-level relationships throughout the entire dealership.You ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
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Strategic Operations, Broker Dealer

Strategic Operations, Broker Dealer

MarexNew York, New York, United States
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Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets.The Group provide...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
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Dealer Developer

Dealer Developer

AlpinestarsBrooklyn, NY, US
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Alpinestars is seeking enthusiastic, energetic, sports-minded people to fill a Dealer Development position in our Motorcycle division. This is a remote role and we are seeking candidates in the Paci...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_hours
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Accounting Broker-Dealer Finance Department

Accounting Broker-Dealer Finance Department

ACG Consulting Group LLCNew York, NY, United States
serp_jobs.job_card.permanent +1
New York Self Clearing Broker Dealer is seeking an Accounting Professional with Finance experience to work in a temp to perm role. Our client is searching for a self-motivated, team-oriented Account...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
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Assurance Manager - Broker Dealer / Capital Markets

Assurance Manager - Broker Dealer / Capital Markets

RSMNew York, NY, US
serp_jobs.job_card.full_time
We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their ful...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
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Dealer Development Representative-New York

Dealer Development Representative-New York

Fifth Third BancorpNew York, NY, US
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Fifth Third Bank Dealer Development Representative.Make banking a Fifth Third better We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
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Broker Dealer Operations LeadNew York, NY

Broker Dealer Operations LeadNew York, NY

FlourishNew York, NY, US
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Since 2017, Flourish has been on a mission to help financial advisors evolve from holistic advice to holistic implementation to more fully serve their clients and achieve better outcomes.We focus o...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
Audit Manager - Broker Dealer

Audit Manager - Broker Dealer

CroweNew York, NY, United States
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Your Journey at Crowe Starts Here :

At Crowe, you can build a meaningful and rewarding career. With real flexibility to balance work with life moments, you're trusted to deliver results and make an impact. We embrace you for who you are, care for your well-being, and nurture your career. Everyone has equitable access to opportunities for career growth and leadership. Over our 80-year history, delivering excellent service through innovation has been a core part of our DNA across our audit, tax, and consulting groups. That's why we continuously invest in innovative ideas, such as AI-enabled insights and technology-powered solutions, to enhance our services. Join us at Crowe and embark on a career where you can help shape the future of our industry.

Job Description :

Crowe is growing tremendously. We are looking for future leaders, which means a partner career path or growth opportunities . Are you up for the challenge?

We're looking for Audit Managers with experience in the Broker Dealer industry vertical. As an Audit Manager , you will further learn to lead, gain deep industry insight, and continue to grow relationships. With access to many resources and the support of executive leadership and your team, this is what your work includes :

  • Responsibility of client relationships with a variety of clients to build positive relationships.
  • Leading multiple teams and providing performance feedback to all members of those teams when engagements end. Your feedback is valuable.
  • Anticipating and addressing client concerns and resolving problems as they arise.
  • Promoting new ideas and business solutions that result in extended services to existing clients. We encourage creativity and to grow your expertise, which could make a difference at our firm.
  • Continue learning the latest developments and the firm's standards and policies.
  • Staying on top of industry developments and their effects on client's competitive position.

Qualifications :

  • 5+ years of recent and relevant public accounting external audit experience.
  • Your background should have experience in external audit working with Broker Dealer clients.
  • Organization, communication, technical, time management, and accounting and auditing skills as you work efficiently with clients and adequately work on multiple engagements and teams.
  • It is important that you interact with clients, prospects, all levels of staff, and colleagues in a professional fashion.
  • You will need to be able to multi-task since planning, executing, and wrapping up various engagements may have to be performed concurrently.
  • We require experience supervising engagement team members and instructing them on completing assigned task.
  • This position requires you to be a licensed CPA in your aligned home office state or being able to acquire a reciprocal one for that state.
  • Ability to work additional hours as needed and travel to various client sites.
  • For this specific opportunity, we are seeking talented professionals for full-time or seasonal work arrangement options.

    #LI-Hybrid

    #LI-Onsite

    About the Team :

    The Audit & Assurance team at Crowe provides traditional attestation services as well as accounting and consulting on applying accounting principles. Audit & Assurance professionals demonstrate deep specialization through an understanding of the market and business challenges their clients face and a dedication to audit quality. Though Crowe has various different business units, Audit & Assurance is one of the largest practices. Learn more about our Audit & Assurance team!

    We expect the candidate to uphold Crowe's values of Care, Trust, Courage, and Stewardship. These values define who we are. We expect all of our people to act ethically and with integrity at all times.

    In compliance with federal law, all persons hired will be required to verify identity and eligibility to work in the United States and to complete the required employment eligibility verification form upon hire. Crowe is not sponsoring for work authorization at this time.

    The wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. The disclosed range estimate has not been adjusted for the applicable geographic differential associated with the location at which the position may be filled. At Crowe, it is not typical for an individual to be hired at or near the top of the range for their role and compensation decisions are dependent on the facts and circumstances of each case. A reasonable estimate of the current range is $81,000.00 - $192,000.00 per year.

    Our Benefits :

    Your exceptional people experience starts here. At Crowe, we know that great people are what makes a great firm. We care about our people and offer employees a comprehensive total rewards package. Learn more about what working at Crowe can mean for you!

    How You Can Grow :

    We will nurture your talent in an inclusive culture that values diversity. You will have the chance to meet on a consistent basis with your Career Coach that will guide you in your career goals and aspirations. Learn more about where talent can prosper!

    More about Crowe :

    Crowe (www.crowe.com) is one of the largest public accounting, consulting and technology firms in the United States. Crowe uses its deep industry expertise to provide audit services to public and private entities while also helping clients reach their goals with tax, advisory, risk and performance services. Crowe is recognized by many organizations as one of the country's best places to work. Crowe serves clients worldwide as an independent member of Crowe Global, one of the largest global accounting networks in the world. The network consists of more than 200 independent accounting and advisory services firms in more than 130 countries around the world.

    Crowe LLP provides equal employment opportunities to all employees and applicants for employment and prohibits discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws.

    Crowe LLP does not accept unsolicited candidates, referrals or resumes from any staffing agency, recruiting service, sourcing entity or any other third-party paid service at any time. Any referrals, resumes or candidates submitted to Crowe, or any employee or owner of Crowe without a pre-existing agreement signed by both parties covering the submission will be considered the property of Crowe, and free of charge.

    Crowe will consider for employment all qualified applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws. Please visit our webpage to see notices of the various state and local Ban-the-Box laws and Fair Chance Ordinances, where applicable.