Advertising manager serp_jobs.h1.location_city

Advertising Compliance Manager

Direct the day-to-day Advertising Compliance operations of the compliance department. Manage a team of compliance analysts, provide training, support with complex reviews, and ensure accuracy and consistency in regard to the application of firm policy and regulatory standards. Additionally, foster strong vendor relationships.

Responsibilities :

• Establish and maintain departmental policies and procedures.
• Review complex marketing material ensuring adherence to firm policy and regulatory standards.
• Manage a team of compliance analysts, providing ongoing training and support.
• Conduct ongoing oversight of team reviews, providing feedback and performance management as necessary.
• Foster strong vendor relationships with advertising related vendors supporting firm tools.
• Develop and provide training to WFG and TFA Financial Professionals.
• Monitor for and assist in analyzing the impact of regulatory changes related to Advertising Compliance.
• Handle matters of escalation, supporting and developing team members in the process.

Qualifications :

Preferred Qualifications :

Working Conditions :

Normal office environment utilizing Microsoft office products.

Compensation :

The salary for this position generally ranges between $95,000-$110,000. This range is an estimate, based on potential employee qualifications, operational needs, and other considerations permitted by law. The range may vary above and below the stated amounts, as permitted by Colorado Equal Pay Transparency Rule 4.1.2.

Bonus Eligibility :

This position is also typically eligible for an Annual Bonus based on the Company Bonus Plan / Individual Performance and is at Company Discretion.

What We Offer :

For eligible employees, we offer a comprehensive benefits package designed to support both the personal and financial well-being of our employees.